Equities (Listed and Over-the-Counter)

Stocks can be the most lucrative part of your investment package and Middlegate Securities will help to make trading them seem effortless. We offer access to all major exchanges, including foreign markets in both industrialized and developing nations. Through advanced technology, our institutional and high net worth clients have more flexibility and growth potential as we strive to secure the best prices for you, within the stated limits. The resources and reputation of our clearing firms, National Financial Services LLC (a subsidiary of Fidelity investments) and Wedbush Securities Inc., complement our technological and financial insights, offering comprehensive and confidential trading coverage.‍‍

Middlegate Securities strives to achieve the highest possible quality in order execution. Institutional and individual clients are pleased with the individual attention given to their orders, all of which are handled discreetly.

Middlegate Securities utilizes advanced technology as well as the resources available through our clearing firms, National Financial Services, LLC and Wedbush Securities Inc., to deliver high quality Listed Exchange executions. The reputation of our clearing firms, their extensive presence on all the major stock and options exchanges, and their large trading presence on the New York Stock Exchange, makes them strong and reliable order execution partners.

Options

Our clients should be well aware of the high-risk and high rewards inherent in these products. To be successful, a client requires access to up-to-date research and timely reporting. Middlegate Securities’ global access and expertise can assist you throughout the trading process, both pre-trade and post trade. We have up-to-date technology for direct electronic access to the CBOE and other regional option exchanges.

We are dedicated to helping you make the right investment choices and can provide you with innovative strategies designed to lessen risk and maximize the possibilities for success in your portfolio. We have direct electronic and telephone access to the CBOE and other regional option exchanges. With our expertise, we can help our clients devise trading and spread strategies with the goal of contributing to a successful portfolio.

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Bonds

Bonds continue to be used as key building components in a balanced investment plan. The flexibility and diversity inherent in bond products can help safeguard your potential earnings. Middlegate Securities utilizes our analytical skills and expertise in bond trading to help to direct and guide you in choosing which types of bonds are right for you, as part of your total investment package. We research and present you with tailored and suitable opportunities, analyze your portfolio and advise which bonds can potentially provide you with the maximum return with the minimum amount of risk.

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‍Government & Municipal Securities‍

Middlegate Securities has an advanced understanding of government issued investments such as Treasury Bills, Notes, Municipal Bonds and Funds. For the investor seeking a steady return, these groups of investments are among the most popular and reliable available. We assist our clients in understanding and anticipating the varying pay structures and maturity rates of these products, while carefully structuring these products into your portfolio of holdings to create balance and growth.

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Corporate Debt Securities‍

Corporations seek to stimulate their own growth in a variety of ways and a knowledgeable investor can benefit from the opportunities they present. When you contact Middlegate Securities, one of our Registered Representatives will review the available Investment-Grade Corporate Bonds, Convertible Bonds, Preferred Stocks and High Yield Securities. We will advise and provide you with our expertise to evaluate these types of investments to determine if the level of risk is right for you.

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Mutual Funds

Navigating the crowded world of Mutual Funds requires knowledge and advanced tools. Uncovering those distinctive funds which can add diversity and value to your portfolio requires focus and analysis. Middlegate Securities has access to all the major, well-respected, fund families, and we continuously analyze the mutual funds that are available. Middlegate Securities will partner with you to help you achieve your asset allocation and risk management objectives, through what may feel like an impenetrable maze of funds.